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Friday, February 10, 2023

Financial Fraud Examiner

 


Financial Fraud Examiner
Recruitment #23-000278-0001
DEPARTMENT: LABOR - Financial Regulation
FILING DEADLINE: 2/10/2023 5:00:00 PM
SALARY: $28.42 hour
EMPLOYMENT TYPE: Full-Time
WORK LOCATION: Baltimore City

Introduction
The Maryland Department of Labor is accepting application for all qualified applicants for the position of Financial Non Depository Examiner Trainee. This position examine/investigate individuals, unlicensed business entities, Maryland chartered Banks, credit unions, and trust companies, and licensed financial institutions to uncover improper business practices and/or violations of law subject to the jurisdiction of the Commissioner of Financial Regulation.

LOCATION OF POSITION
1100 N. Eutaw Street, Baltimore, Maryland 21201

Main Purpose Of Job
To examine/investigate individuals, unlicensed business entities, Maryland charted Banks, credit unions, and trust companies, and licensed financial institutions to uncover improper business practices and/or violations of law subject to the jurisdiction of the Commissioner of Financial Regulation.

POSITION DUTIES
Duties of this position may include, but are not limited to:
  • Learns to investigate misconduct and regulatory violations on the part of Maryland chartered Banks, credit unions, and trust companies, licensees, or unlicensed entitles whose conduct or activities fall within the jurisdiction of the Commissioner of Financial Regulation.
  • Maintains the case files and records of investigations.
  • Learns to conduct investigative fieldwork individually as part of a team.
  • Learns to conduct surveillances, stationary and mobile.
  • Learns to prepare and serve subpoenas for records by personal service and/or through U.S Mail.
  • Learns to locate and interview persons of interest and other witnesses as part of the investigatory process.
MINIMUM QUALIFICATIONS
Experience: Four years of regulatory, investigatory, managerial or professional experience in the financial services industry, consumer credit industry, mortgage lending industry, accounting or auditing work or State or federal experience regulating the above industries or in law enforcement.
Note: Candidates may substitute the possession of a Bachelor's degree from an accredited college or university including or supplemented by a total of 24 credit hours in business administration, finance, economics, law, criminal justice or accounting for the required experience. These credit hours must include a minimum of 6 credit hours in either accounting or auditing.

DESIRED OR PREFERRED QUALIFICATIONS
Strong preference will be given to applicants that possess the following. Include clear and specific information on your application regarding the qualification(s).
Bachelors degree in law, criminal justice, public policy, accounting, finance, economics or a related field
Background in research, auditing, investigations, law, law enforcement, criminal justice, public policy, accounting, finance, and/or interviewing

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    Experience: Four years of regulatory, investigatory, managerial or professional experience in the financial services industry, consumer credit industry, mortgage lending industry, accounting or auditing work or State or federal experience regulating the above industries or in law enforcement.
    Note: Candidates may substitute the possession of a Bachelor's degree from an accredited college or university including or supplemented by a total of 24 credit hours in business administration, finance, economics, law, criminal justice or accounting for the required experience. These credit hours must include a minimum of 6 credit hours in either accounting or auditing.

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